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Posted By: ramya       Member Level: Gold       Posted Date: 12 Mar 2008

2007 Anna University M.B.A Financial Management BA 1728 - MERCHANT BANKING AND FINANCIAL SERVICES Question paper



Course: M.B.A Financial Management   University: Anna University




Part - A (20 Marks)

1.Write the differences between money changer and exchanger.

2.How is 'merchant banker' defined under the SEBI regulation?

3.What is private banking?

4.How are issue managers categorized?

5.What are offshore mutual funds?

6.Give an account of some of the credit rating agencies, both domestic and international.

7.Distinguish between primary and secondary lease.

8.Explain the different types of consumer finance.

9.What is 'hire purchace finance'?

10.how is forfeiting advantageous?

Part - B (80 Marks)

11a.Trace the origin of Merchant Banking briefly.

or

11b.State the capital adequacy requirement prescribed for the merchant bankers by the SEBI.

12a.What do you know the 'IPO' method of marketing securities?explain the procedure involved in the same.

or

12b.What are the guidelines issued by SEBI with regard to the underwriting business in India?

13a.outline the procedure related to the registration of portfolio managers under the SEBI regulations,1993.

or

13b.Discuss the major functions and services rendered by merchant bankers as regards credit syndication.

14a.Discuss briefly the role played by various participants in lease finance services.

or

14b.Identify the diferent ways of determining the rate of interest under the hire purchase finance arrangement.

15a.What are the facilities and services provided by credit card issuers?

or

15b.How do you appreciate the need for regulating the growth of venture capital funds in India?






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