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Pondicherry University MBA 2nd year Syllabus-MBA-FINANCE-SECURITY MARKET OPERATIONS
Posted Date: 21 Jul 2008 Resource Type: News/Announcements Category: Education
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Posted By: bharath sudar Member Level: Platinum
Rating:  Points: 2
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PAPER - XIX
SECURITY MARKET OPERATIONS
COURSE CODE: 37 PAPER CODE:H4040
UNIT – I
Security Markets - Legal Environment: SEBI Act, 1992, Securities Contract Regulation Act 1956, Companies Act 1956 (various provisions relating to securities), RBI rules and guidelines for Fll's.
UNIT – II
Security Markets: Primary and secondary market; Primary market - its role and functions; Methods of selling securities in primary market; New financial instruments; New Issues: SEBI guidelines for public issues - pricing of issue, promoters' contribution, appointment and role of merchant bankers, underwriters, brokers, registrars and managers, bankers etc; Underwriting of issues; Allotment of shares; Procedures for new issues; e-trading.
UNIT – III
Secondary Market: Role, importance, organization of stock exchanges; Listing of securities in stock exchanges; Trading mechanism - screen based system; Insider trading; Take-overs; Internet based trading.
UNIT – IV
Depository: Role and need; The Depositories Act, 1996; SEBI (Depositories and Participants Regulation) 1996; SEBI (Custodian of Securities) Regulation 1996; National Securities Depository Ltd. (NSDL); Depository participant.
UNIT – V
Funds from International Markets: Fll's, Euro issues, ADR's, GDR's and FDI; Guidelines for raising funds from the international markets through various instruments; Credit Rating: Meaning and necessity; Credit rating agencies; Methodology of credit rating; Share Price Indices: Need and importance; Compiling of Index numbers and interpretation.
REFERENCES:
1. Dalton, John M.: How the Stock Market Works, Prentice Hall, New Delhi.
2. Gupta, L.C.: Stock Exchange Trading in India; Society for Capital Market Research and Development, Delhi.
3. Machi Raju, H.R: Merchant Banking; Wiley Eastern Ltd.; New Delhi.
4. Machi Raju, H.R: Working of Stock Exchanges in India; Wiley Eastern Ltd. New Delhi.
5. Chanratre, KR, et al: Capital Issue, SEBI & Listing; Bharat Publishing House, New Delhi.
For more details, visit http://www.pondiuni.org/DDE/mbaIIfinance_IV.html
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